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SECURITIES AND EXCHANGE COMMISSION
Washington, DC
FORM U-6B-2
Certificate of Notification
Filed by a registered holding company or subsidiary
thereof pursuant to Rule U-20(d) [Reg. Section 250.20, P.
36,652] or U-47 [Reg. Section 250.47, P. 36,620] adopted
under the Public Utility Holding Company Act of 1935.
Certificate is filed by: Great Plains Energy Incorporated,
a registered holding company ("GPE"), and the following
subsidiaries: KLT Inc., Great Plains Power Incorporated
("GPP"), KLT Energy Services Inc., KLT Telecom Inc., KLT Gas
Inc., Far Gas Acquisitions Corporation, Apache Canyon Gas,
L.L.C., Forest City, LLC, KLT Investments Inc., KLT
Investments II Inc., Strategic Energy, L.L.C., Digital
Teleport, Inc., Home Service Solutions, Inc., R.S. Andrews
Enterprises, Inc., R.S. Andrews Services, Inc., R.S. Andrews
Enterprises of Columbus, Inc., R.S. Andrews Enterprises of
Kansas, Inc., RSA Services Termite and Pest Control, Inc.,
R.S. Andrews of Topeka, Inc., R.S. Andrews of Chattanooga,
Inc., R.S. Andrews of Tidewater, Inc., R.S. Andrews of
Fairfax, Inc., R.S. Andrews of South Carolina, Inc., R.S.
Andrews of Charleston, Inc., R.S. Andrews Enterprises of
Dallas, Inc., R.S. Andrews of Stuart I, Inc., R.S. Andrews
of Stuart II, Inc., R.S. Andrews Enterprises of Palm Beach,
Inc., R.S. Andrews of Maryland, Inc., R.S. Andrews of
Wilmington, Inc., R.S. Andrews of Tennessee, Inc., R.S.
Andrews of Alabama, Inc., and R.S. Andrews of Virginia, Inc.
This certificate is notice that the above named company
has issued, renewed or guaranteed the security or securities
described herein which issue, renewal or guaranty was
exempted from the provisions of Section 6(a) of the Act and
was neither the subject of a declaration or application on
Form U-1 nor included within the exemption provided by Rule
U-48 [Reg. Section 250.48, P. 36,621].
1. Type of securities ("draft", promissory note"):
Repetitive issuances of promissory notes and demand
open account advances during the period of October 1,
2001 through December 31, 2001, among companies in the
GPE system, as identified in attachment A.
2. Issue, renewal or guaranty:
Issue.
3. Principal amount of each security:
See attachment A
4. Rate of interest per annum of each security:
See attachment A
5. Date of issue, renewal or guaranty of each security:
Various dates, as identified in attachment A.
6. If renewal of security, give date of original issue:
Not applicable.
7. Date of maturity of each security:
Various dates, as identified in attachment A.
8. Name of the person to whom each security was issued,
renewed or guaranteed:
Various companies within the GPE system, as identified
in attachment A.
9. Collateral given with each security:
See attachment A.
10. Consideration received for each security:
The full principal amount of each borrowing.
11. Application of proceeds of each security:
To be used for financing the existing business of the
borrowers.
12. Indicate by a check after the applicable statement
below whether the issue, renewal or guaranty of each
security was exempt from the provisions of Section 6(a)
because of:
a) the provisions contained in the first sentence of
Section 6(b) [ ]
b) the provisions contained in the fourth sentence of
Section 6(b) [ ]
c) the provisions contained in any rule of the Commission
other than Rule U-48 [X]
13. If the security or securities were exempt from the
provisions of Section 6(a) by virtue of the first sentence
of Section 6(b), give the figures which indicate that the
security or securities aggregate (together with all other
then outstanding notes and drafts of a maturity of nine
months or less, exclusive of days of grace, as to which such
company is primarily or secondarily liable) not more than 5
percentum of the principal amount and par value of the other
securities of such company then outstanding. [Demand notes,
regardless of how long they may have been outstanding, shall
be considered as maturing in not more than nine months for
purposes of the exemption from Section 6(a) of the Act
granted by the first sentence of Section 6(b)):
Not applicable.
14. If the security or securities are exempt from the
provisions of Section 6(a) because of the fourth sentence of
Section 6(b), name the security outstanding on January 1,
1935, pursuant to the terms of which the security or
securities herein described have been issued:
Not applicable.
15. If the security or securities are exempt form the
provisions of Section 6(a) because of any rule of the
Commission other than Rule U-48, designate the rule under
which exemption is claimed.
Rule 52(b).
/s/Neil Roadman
Neil Roadman
Controller
Great Plains Energy Incorporated
Dated: March 28, 2002.
Attachment A
ISSUE
DATE/
PRINCIPAL INTEREST TYPE OF ADVANCE
LENDER BORROWER AMOUNT RATE SECURITY DATE MATURITY
- ------------ ---------------- ------------ ----------------- -------- -------- --------
GPE KLT Inc. $100,000,000 5.5% (10-3-01 to Note 10/03/01 2/28/02
10-9-01)
GPE KLT Inc. $3,000,000 3.625% (10-9-01 Note 11/09/01 2/28/02
to 11-8-01)
GPE KLT Inc. $50,000 3.25% (11-8-01 to Note 12/5/01 2/28/02
12-5-01)
3.0625% (12-5-01
to 12-21-01)
GPE KLT Inc. $2,000,000 3.125% (12-5-01 Note 12-5-01 2/28/02
to 12-21-01)
3.0625% (12-21-01
to 12-31-01)
GPE KLT Inc. $800,000 3.0625% (12-18-01 Note 12/18/01 2/28/02
to 12-31-01)
GPE Great Plains $115,000 Demand Open 11/16/01
Power Account
Incorporated Advance
GPE Great Plains $3,313.79 3.25% (11-16-01 Demand Open 11/26/01
Power to 12-26-01) Account
Incorporated 3.0625% (12-26-01 Advance
to 12-31-01)
GPE Great Plains $56,532.30 Demand Open 12/4/01
Power Account
Incorporated Advance
KLT Inc. KLT Energy $2,209.62 8.25% Demand Open 10/31/01
Services Account
Inc. Advance
KLT Inc. KLT Energy $7.68 8.25% Demand Open 11/8/01
Services Account
Inc. Advance
KLT Inc. KLT Energy $3,088.93 8.25% Demand Open 11/30/01
Services Account
Inc. Advance
KLT Inc. KLT Energy $1,629.88 8.25% Demand Open 12/31/01
Services Account
Inc. Advance
KLT Inc. KLT Telecom $123,105.29 8.25% Demand Open 10/1/01
Inc. Account
Advance
KLT Inc. KLT Telecom $836,299.69 8.25% Demand Open 10/18/01
Inc. Account
Advance
KLT Inc. KLT Telecom $1,303,254.96 8.25% Demand Open 10/25/01
Inc. Account
Advance
KLT Inc. KLT Telecom $310,337.48 8.25% Demand Open 10/31/01
Inc. Account
Advance
KLT Inc. KLT Telecom $755,302.81 8.25% Demand Open 11/15/01
Inc. Account
Advance
KLT Inc. KLT Telecom $761,101.61 8.25% Demand Open 11/30/01
Inc. Account
Advance
KLT Inc. KLT Telecom $1,412,319.03 8.25% Demand Open 12/31/01
Inc. Account
Advance
KLT Inc. Far Gas $329,883.63 8.25% Demand Open 10/4/01
Acquisitions Account
Corporation Advance
KLT Inc. Far Gas $2,131,.35 8.25% Demand Open 10/31/01
Acquisitions Account
Corporation Advance
KLT Inc. Far Gas $2,372.71 8.25% Demand Open 11/30/01
Acquisitions Account
Corporation Advance
KLT Inc. Far Gas $2,706,495.37 8.25% Demand Open 12/31/01
Acquisitions Account
Corporation Advance
KLT Inc. Apache $78.27 8.25% Demand Open 10/31/01
Canyon Gas, Account
L.L.C. Advance
KLT Inc. Apache $94.16 8.25% Demand Open 11/30/01
Canyon Gas, Account
L.L.C. Advance
KLT Inc. Apache $101.86 8.25% Demand Open 12/31/01
Canyon Gas, Account
L.L.C. Advance
KLT Inc. Forest City, $9.49 8.25% Demand Open 10/31/01
LLC Account
Advance
KLT Inc. Forest City, $9.71 8.25% Demand Open 11/30/01
LLC Account
Advance
KLT Inc. Forest City, $9.98 8.25% Demand Open 12/31/01
LLC Account
Advance
KLT KLT Inc. $3,025,981.57 8.25% Demand Open 10/23/01
Investments Account
Inc. Advance
KLT KLT Inc. $14,037.37 8.25% Demand Open 10/31/01
Investments Account
Inc. Advance
KLT KLT Inc $51,979.46 8.25% Demand Open 11/30/01
Investments Account
Inc. Advance
KLT Inc. KLT $2,242,035.38 8.25% Demand Open 12/31/01
Investments Account
Inc. Advance
KLT KLT Inc. $58,812.28 8.25% Demand Open 10/31/01
Investments Account
II Inc. Advance
KLT KLT Inc. $57,325.06 8.25% Demand Open 11/30/01
Investments Account
II Inc. Advance
KLT KLT Inc. $59,652.26 8.25% Demand Open 12/31/01
Investments Account
II Inc. Advance
KLT Inc. KLT Gas Inc. $14,588.68 8.25% Demand Open 10/4/01
Account
Advance
KLT Inc. KLT Gas Inc. $18,139.32 8.25% Demand Open 10/18/01
Account
Advance
KLT Inc. KLT Gas Inc. $34,059.36 8.25% Demand Open 10/19/01
Account
Advance
KLT Inc. KLT Gas Inc. $13,428.51 8.25% Demand Open 10/23/01
Account
Advance
KLT Inc. KLT Gas Inc. $1,605.24 8.25% Demand Open 10/31/01
Account
Advance
KLT Inc. KLT Gas Inc. $15,672.49 8.25% Demand Open 11/5/01
Account
Advance
KLT Inc. KLT Gas Inc. $22,332.63 8.25% Demand Open 11/13/01
Account
Advance
KLT Inc. KLT Gas Inc. $33,417.78 8.25% Demand Open 11/26/01
Account
Advance
KLT Gas Inc. Apache $10,710.63 8.25% Demand Open 10/12/01
Canyon Gas, Account
L.L.C. Advance
KLT Gas Inc. Apache $1,492,043.15 8.25% Demand Open 10/31/01
Canyon Gas, Account
L.L.C. Advance
KLT Gas Inc. Apache $1,317,928.18 8.25% Demand Open 11/30/01
Canyon Gas, Account
L.L.C. Advance
KLT Gas Inc. Apache $1,205,010.76 8.25% Demand Open 12/31/01
Canyon Gas, Account
L.L.C. Advance
KLT Gas Inc. Forest City, $368,452.18 8.25% Demand Open 10/31/01
LLC Account
Advance
KLT Gas Inc. Forest City, $247,390.91 8.25% Demand Open 11/30/01
LLC Account
Advance
KLT Gas Inc. Forest City, $511,960.90 8.25% Demand Open 12/31/01
LLC Account
Advance
FAR Gas Forest City, $1,601,509.36 8.25% Demand Open 10/4/01
Acquisitions LLC Account
Corporation Advance
FAR Gas Forest City, $19,961.78 8.25% Demand Open 10/31/01
Acquisitions LLC Account
Corporation Advance
FAR Gas Forest City, $9,012.71 8.25% Demand Open 11/19/01
Acquisitions LLC Account
Corporation Advance
FAR Gas Forest City, $8,204.62 8.25% Demand Open 11/30/01
Acquisitions LLC Account
Corporation Advance
KLT Gas Inc. KLT Energy $6,472.95 8.25% Demand Open 10/31/01
Services Account
Inc. Advance
KLT Gas Inc. KLT Energy $6,308.03 8.25% Demand Open 11/30/01
Services Account
Inc. Advance
KLT Gas Inc. KLT Energy $6,562.50 8.25% Demand Open 12/31/01
Services Account
Inc. Advance
KLT Energy Strategic $5,438.45 8.25% Demand Open 10/3/01
Services Energy, Account
Inc. L.L.C. Advance
KLT Energy Strategic $46,551.90 8.25% Demand Open 10/31/01
Services Energy, Account
Inc. L.L.C. Advance
KLT Energy Strategic $13,356.66 8.25% Demand Open 11/8/01
Services Energy, Account
Inc. L.L.C. Advance
KLT Energy Strategic $33,431.90 8.25% Demand Open 11/30/01
Services Energy, Account
Inc. L.L.C. Advance
KLT Energy Strategic $18,290.54 8.25% Demand Open 12/12/01
Services Energy, Account
Inc. L.L.C. Advance
KLT Energy Strategic $27,557.24 8.25% Demand Open 12/31/01
Services Energy, Account
Inc. L.L.C. Advance
KLT Energy KLT Inc. $215,000 8.25% Demand Open 11/8/01
Services Account
Inc. Advance
KLT Energy KLT Inc. $1,047.63 8.25% Demand Open 11/9/01
Services Account
Inc. Advance
KLT Telecom Digital $1,000,000 9.5% Borrowing 10/25/01 2/1/02
Inc. Teleport, under
Inc. credit
agreement
dated as of
September
25, 2001,
secured by
a lien on
certain
personal
property.
Home Service R.S. Andrews $300,000 6.75% (12/17/01 Note 12/17/01 3/15/02
Solutions, Enterprises, to 12/31/01)
Inc. Inc.
R.S. Andrews R.S. Andrews $476,951.50 6.25% Demand Open 10-31-01
Enterprises, Services, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $292,678.25 6.25% Demand Open 10-31-01
Enterprises, Enterprises Account Balance *
Inc. of Columbus, Advance
Inc.
R.S. Andrews R.S. Andrews $147,285.54 6.25% Demand Open 10-31-01
Enterprises Enterprises, Account Balance *
of Kansas, Inc. Advance
Inc.
R.S. Andrews RSA Services $48,829.99 6.25% Demand Open 10-31-01
Enterprises, Termite and Account Balance *
Inc. Pest Advance
Control,
Inc.
R.S. Andrews R.S. Andrews $75,933.33 6.25% Demand Open 10-31-01
of Topeka, Enterprises, Account Balance *
Inc Inc. Advance
R.S. Andrews R.S. Andrews $119,591.29 6.25% Demand Open 10-31-01
of Enterprises, Account Balance *
Chattanooga, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $183,003.59 6.25% Demand Open 10-31-01
of Enterprises, Account Balance *
Tidewater, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $97,908.11 6.25% Demand Open 10-31-01
Enterprises, of Fairfax, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $104,058.60 6.25% Demand Open 10-31-01
Enterprises, of South Account Balance *
Inc. Carolina, Advance
Inc.
R.S. Andrews R.S. Andrews $131,997.29 6.25% Demand Open 10-31-01
Enterprises Enterprises, Account Balance *
of Inc. Advance
Charleston,
Inc.
R.S. Andrews R.S. Andrews $183,982.00 6.25% Demand Open 10-31-01
Enterprises Enterprises, Account Balance *
of Dallas, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $183,181.12 6.25% Demand Open 10-31-01
Enterprises, of Stuart I, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $17,126.17 6.25% Demand Open 10-31-01
of Stuart Enterprises Account Balance *
II, Inc. Inc. Advance
R.S. Andrews R.S. Andrews $21,665.10 6.25% Demand Open 10-31-01
Enterprises Enterprises Account Balance *
of Palm Inc. Advance
Beach, Inc.
R.S. Andrews RSA Services $59,299.50 6.25% Demand Open 10-31-01
Enterprises, Termite and Account Balance *
Inc. Pest Advance
Control,
Inc.
R.S. Andrews R.S. Andrews $704,956.99 6.25% Demand Open 10-31-01
of Maryland, Enterprises, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $134,657.91 6.25% Demand Open 10-31-01
of Enterprises, Account Balance *
Wilmington, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $735,622.98 6.25% Demand Open 11-30-01
Enterprises, Services, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $298,198.10 6.25% Demand Open 11-30-01
Enterprises, Enterprises Account Balance *
Inc. of Columbus, Advance
Inc.
R.S. Andrews R.S. Andrews $186,578.45 6.25% Demand Open 11-30-01
Enterprises Enterprises Account Balance *
of Kansas, Inc. Advance
Inc.
R.S. Andrews RSA Services $60,405.56 6.25% Demand Open 11-30-01
Enterprises, Termite and Account Balance *
Inc. Pest Advance
Control,
Inc.
R.S. Andrews R.S. Andrews $7,218.01 6.25% Demand Open 11-30-01
Enterprises, of Topeka, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $4,000.00 6.25% Demand Open 11-30-01
Enterprises, Enterprises Account Balance *
Inc. of Advance
Tennessee,
Inc.
R.S. Andrews R.S. Andrews $89,225.95 6.25% Demand Open 11-30-01
of Enterprises, Account Balance *
Chattanooga, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $148,641.56 6.25% Demand Open 11-30-01
of Enterprises, Account Balance *
Tidewater, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $271,023.44 6.25% Demand Open 11-30-01
Enterprises, of Fairfax, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $51,880.43 6.25% Demand Open 11-30-01
of South Enterprises, Account Balance *
Carolina, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $111,423.62 6.25% Demand Open 11-30-01
Enterprises Enterprises, Account Balance *
of Inc. Advance
Charleston,
Inc.
R.S. Andrews R.S. Andrews $58,835.02 6.25% Demand Open 11-30-01
Enterprises Enterprises, Account Balance *
of Dallas, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $3,552.92 6.25% Demand Open 11-30-01
of Stuart, Enterprises, Account Balance *
Inc. I Inc. Advance
R.S. Andrews R.S. Andrews $6,224.62 6.25% Demand Open 11-30-01
Enterprises, of Stuart Account Balance *
Inc. II, Inc. Advance
R.S. Andrews R.S. Andrews $11,799.55 6.25% Demand Open 11-30-01
Enterprises Enterprises, Account Balance *
of Palm Inc. Advance
Beach, Inc.
R.S. Andrews RSA Services $59,077.50 6.25% Demand Open 11-30-01
Enterprises, Termite and Account Balance *
Inc. Pest Advance
Control,
Inc.
R.S. Andrews R.S. Andrews $705,064.47 6.25% Demand Open 11-30-01
of Maryland, Enterprises, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $231,410.59 6.25% Demand Open 11-30-01
of Enterprises, Account Balance *
Wilmington, Inc. Advance
Inc.
R.S. Andrews R.S. Andrews $14,369,735.06 6.25% Demand Open 12-31-01
Enterprises, Services, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $1,746,478.59 6.25% Demand Open 12-31-01
Enterprises, of Account Balance *
Inc. Chattanooga, Advance
Inc.
R.S. Andrews R.S. Andrews $4,131,350.52 6.25% Demand Open 12-31-01
Enterprises, Enterprises Account Balance *
Inc. of Kansas, Advance
Inc.
R.S. Andrews R.S. Andrews $1,1793,381.71 6.25% Demand Open 12-31-01
Enterprises Enterprises Account Balance *
Inc. of Kansas, Advance
Inc.
R.S. Andrews R.S. Andrews $3,485,641.05 6.25% Demand Open 12-31-01
Enterprises of Columbus, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $116,558.65 6.25% Demand Open 12-31-01
Services of Columbus, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $1,901,148.91 6.25% Demand Open 12-31-01
Enterprises of Account Balance *
Inc. Tennessee, Advance
Inc.
RSA Services R.S. Andrews $39,593.14 6.25% Demand Open 12-31-01
Termite and Enterprises, Account Balance *
Pest Inc. Advance
Control,
Inc.
R.S. Andrews R.S. Andrews $1,898,771.51 6.25% Demand Open 12-31-01
Enterprises, of Alabama, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $102,853.51 6.25% Demand Open 12-31-01
Enterprises, of Account Balance *
Inc. Tidewater, Advance
Inc.
R.S. Andrews R.S. Andrews $1,637,610.21 6.25% Demand Open 12-31-01
Enterprises, of Fairfax, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $2,269,388.31 6.25% Demand Open 12-31-01
Enterprises, Enterprises Account Balance *
Inc. of Virginia, Advance
Inc.
R.S. Andrews R.S. Andrews $1,375,500.40 6.25% Demand Open 12-31-01
Enterprises, of South Account Balance *
Inc. Carolina, Advance
Inc.
R.S. Andrews R.S. Andrews $942,066.89 6.25% Demand Open 12-31-01
Enterprises, Enterprises Account Balance *
Inc. of Advance
Charleston,
Inc.
R.S. Andrews R.S. Andrews $1,170,816.84 6.25% Demand Open 12-31-01
Enterprises, Enterprises Account Balance *
Inc. of Dallas, Advance
Inc.
R.S. Andrews R.S. Andrews $1,995,467.86 6.25% Demand Open 12-31-01
Enterprises, of Stuart Account Balance *
Inc. II, Inc. Advance
R.S. Andrews R.S. Andrews $1,579,688.15 6.25% Demand Open 12-31-01
Enterprises, of Stuart Account Balance *
Inc. II, Inc. Advance
R.S. Andrews R.S. Andrews $2,096,147.95 6.25% Demand Open 12-31-01
Enterprises, of Stuart Account Balance *
Inc. II, Inc. Advance
R.S. Andrews RSA Services $3,205.03 6.25% Demand Open 12-31-01
Enterprises, Termite and Account Balance *
Inc. Pest Advance
Control,
Inc.
R.S. Andrews R.S. Andrews $5,886,362.83 6.25% Demand Open 12-31-01
Enterprises, of Maryland, Account Balance *
Inc. Inc. Advance
R.S. Andrews R.S. Andrews $1,556,187.21 6.25% Demand Open 12-31-01
Enterprises, of Account Balance *
Inc. Wilmington, Advance
Inc.
* R.S. Andrews Enterprises, Inc. and all subsidiaries share in a cash concentration
account. Only month-end balances are readily available to GPE.