FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of |
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(Print or Type Responses) |
1. Name and Address of Reporting Person* ZOMNIR, Richard M. ________________________________________ (Last) (First) (Middle) Two Gateway Center ________________________________________ (Street) Pittsburgh, PA 15222-1458 ________________________________________ (City) (State) (Zip) |
2. Date of Event Requiring |
4. Issuer Name and Ticker or Trading Symbol Great Plains Energy Incorporated (GXP) |
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3. I.R.S. Identification |
5. Relationship of Reporting Person(s) to Issuer X Officer (give ___ Other (specify title below) below) |
6. If Amendment, Date of Original |
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7. Individual or Joint/Group Filing |
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Table I ¾ Non-Derivative Securities Beneficially Owned |
3. Transaction |
4. Securities Acquired (A) |
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1. Title of Security |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Great Plains Energy Incorporated Common Stock |
0 |
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Custom Energy Holdings, L.L.C. Series CE Economic Interest(1) |
3,333,334 Units |
I |
Held by SE Holdings, L.L.C. in which the reporting person holds an interest |
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Custom Energy Holdings, L.L.C. Series CE Voting Interest(1) |
3,333,334 Units |
I |
Held by SE Holdings, L.L.C. in which the reporting person holds an interest |
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Custom Energy Holdings, L.L.C. Series SEL Economic Interest(1) |
1,144,943 Units |
I |
Held by SE Holdings, L.L.C. in which the reporting person holds an interest |
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Custom Energy Holdings, L.L.C. Series SEL Voting Interest(1) |
1,144,943 Units |
I |
Held by SE Holdings, L.L.C. in which the reporting person holds an interest |
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(1)Custom Energy Holdings, L.L.C., the issuer of the securities, is a subsidiary of Great Plains Energy Incorporated, a registered holding Company. Information regarding the beneficial ownership of these securities is provided pursuant to General Instruction 4(a)(ii) and Section 17(a) of the Public Utility Holding Company Act of 1935, as amended.
FORM 3 (continued) |
Table II ` Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of |
2. Date Exercisable and Expiration Date |
3. Title and Amount of Securities Underlying Derivative |
4. Conversion or Exercise |
5. Ownership Form of |
6. Nature of |
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Date |
Expiration |
Title |
Amount or |
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Explanation of Responses: |
/s/Richard M. Zomnir |
February 4, 2003 |
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**Signature of Reporting Person |
Date |
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. |